Preferred Stock | FINRA Ninja Exam Prep

Autoplay
Autocomplete

Previous Lesson Complete and Continue

Securities Industry Essentials (SIE®) Exam Prep

Overview the SIE Exam

Purpose of the SIE Exam
Eligibility
Registration and Pricing
Exam Structure
Study Materials and Resources

Knowledge of Capital Markets

The Securities and Exchange Commission (SEC)
Self-regulatory Organizations (SROs)
Other Regulators and Agencies
Market Participants and their Roles
Types of Markets
The Federal Reserve Board’s Impact on Business Activity and Market Stability
Business Economic Factors
International Economic Factors
Exchange Rates
Offerings

Equity Securities

Par and Face Value
Common Stock
Authorized Shares vs. Outstanding Shares
Preferred Stock
Warrants
American Depositary Receipts (ADRs)
SEC Rule 144: Control and Restricted Shares

Debt Securities

Treasury Securities
Agency Securities (Asset-Backed and Mortgage-Backed)
Bonds and Yields
Municipal Securities
Other Debt Securities

Options

Introduction to Options
Varying Strategies (Long and Short)
Varying Strategies (Covered Calls and Hedging)
In and Out of the Money
The Options Clearing Corporation (OCC), Secondary Market, and Opening/Closing Transaction
American vs. European Style Options

Teach online with

Preferred Stock

Lesson content locked

If you're already enrolled, you'll need to login.

Enroll in Course to Unlock